From time to time, we will make available on this site memoranda outlining legal developments that are important to our clients.

Click on a link below to be taken to the corresponding memorandum.

1.     The SPAC Report Article regarding Liquidations Bring About New Terms (May 22, 2008)

2.     Financier Worldwide Roundtable Article regarding Alternative Public Offerings (May 2008)

3.     The SPAC Report Article regarding Foreign Private Issuers Get Less Scrutiny (March 27, 2008)

4.     The SPAC Report Article regarding Deluge of New SPACs (March 27, 2008)

5.     The SPAC Report Article regarding Hedge Funds a Hot Target for SPACs (March 27, 2008)

6.     SPACINFO.COM Article regarding The Top 15 SPAC Law Firms of All Time (October 19, 2007)

7.     The SPAC Report article regarding The Proxy Process - Enticing Fundamental Investors Key to Success (February 28, 2008)

8.     The Wall Street Journal article regarding The Magic of Blank-Check Firms (February 19, 2008)

9.     The SPAC Report article regarding SPAC Management Experiments with Ways to Boost Ownership (January 24, 2008)

10.     The SPAC Report article regarding 2007 SPAC Market Rankings (January 24, 2008)

11.     Client memo regarding 2007 Rankings for Initial Public Offerings (January 15, 2008)

12.     IPO Vital Signs Article regarding Corporate Scorecard IPO Rankings for 2007 (January 14,2008)

13.     Financier Worldwide Article regarding SPAC IPOS In 2008 (January 2008)

14.     IDDmagazine.com Article regarding The New Deal Club (December 17, 2007)

15.     IPO Vital Signs Article regarding Graubard Miller Places 7th on IPO Leaderboard for Third Quarter of 2007 (October 19, 2007)

16.     New York Super Lawyers - Metro Edition Article regarding David A. Miller Chosen As One of the Super Lawyers (Metro Edition) of 2007 (September 2007)

17.     IPO Vital Signs Article regarding Graubard Miller Places 7th on IPO Leaderboard for First Half of 2007 (July 20, 2007)

18.     Financier Worldwide Article regarding Roundtable - Alternative Public Offerings (April, 2007)

19.     IPO Vital Signs Article regarding Blank Checks IPOs - SPACs to Be Back in '07 (February 20, 2007)

20.     Wall Street Journal Article regarding 'Blank Checks' May Lose Steam (February 12, 2007)

21.     Client memo regarding 2006 Rankings for Initial Public Offers ("IPOs") and Recent M&A Activity (January 25, 2007)

22.     San Francisco Daily Journal Article regarding Graubard Miller Instrumental in American Apparel, Fredericks of Hollywood Merger (December 27, 2006)

23.     IPO Vital Signs Article regarding Graubard Miller In Top Ten of IPO Leadership (December 18, 2006 )

24.     Client memo regarding SEC Proposes Delay in Implementing Section 404 for Small Public Companies and Certain Foreign Private Issuers (August 11, 2006)

25.     Client memo regarding SEC Proposes Delay in Implementing Section 404 for Small Public Companies and Certain Foreign Private Issuers (August 11, 2006)

26.            SEC Proposed Rule:  August 9, 2006 / 33-8731

27.          New York Law Journal - Book of Lists 2006 Article regarding Graubard Miller Named Fourth in New York-Based Firms as IPO-Issuer's Counsel in Recent Firms With Top Corporate Practices Ratings (March 2006)

28.          Client memo regarding Graubard Miller Named Third in the Nation as Issuer's Counsel in Recent IPO Ratings (January 18, 2006)

29.         Client memo regarding Graubard Miller Named Eighth in the Nation as IPO Counsel in Recent IPO Ratings (January 11, 2005)

30.         Client memo regarding Graubard Miller Named Third in the Nation as Issuer's Counsel in Recent IPO Ratings (July 7, 2004)

31.         Insights Article regarding Delisting/Deregistration of Securities under the Exchange Act (Vol.17, No. 10, October 2003)

32.         Client memo regarding New SEC Rule on Standards for Listed Company Audit Committees (August 1, 2003)

33.         Client memo regarding Modified Section 302 and Section 906 Certification Requirements (July 31, 2003)

34.         Client memo regarding New Internal Control Provisions Under Sarbanes-Oxley Act (July 31, 2003)

35.         Client memo regarding New SEC Rule Regarding Electronic Filing and Website Posting of Section 16(a) Change of Beneficial Ownership Reports  (June 11, 2003).

36.         Client memo regarding New SEC Rules Relating to Audit Committee Financial Experts (April 22, 2003).

37.         Client memo regarding New SEC Rules Relating to Codes of Ethics (April 22, 2003).

38.         Client memo regarding New SEC Rules Relating to Auditor Independence (April 22, 2003).

39.         Client memo regarding New SEC Rules Relating to Non-GAAP Financial Information and New 8-K Reporting Requirements (April 22, 2003).

40.         Client memo regarding New SEC Rules Relating to Off-Balance Sheet and Other Arrangements (April 22, 2003).

41.         Client memo regarding Proposed SEC Rules Regarding Audit Committee Financial Experts, Codes of Ethics, Internal Controls and Prohibitions on Improper Influence of Auditors (November 6, 2002).

42.         Client memo regarding New SEC Rules Requiring Financial Statement Certifications and Accelerated Filing of Annual, Quarterly and Section 16 Reports (September 4, 2002).

43.         Client memo regarding the New Corporate Governance Rules (The Sarbanes-Oxley Act of 2002) (August 5, 2002).

 

Graubard Miller
 
The Chrysler Building
 405 Lexington Avenue
 New York, NY 10174-1901
 Phone: (212) 818-8800 Fax: (212) 818-8881

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